Swinton breached Principles 3 (Management and control), 6 (Customers’ interests) and 7 (Communications with clients) of the Authority’s Principles for Businesses
Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority
- Publication Source
Penalty Information
- Posted by: FCA
- Category: Fine, Penalty
- Tag: FCA
- Official release
Issued By
Affected Entity
Affected Entity
