For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.
Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) Fined £560,000 by the Financial Conduct Authority
- Publication Source
Penalty Information
- Posted by: FCA
- Category: Fine, Penalty
- Tag: FCA
- Official release
Issued By
Affected Entity
Affected Entity
