Penalty
0
Mark Stevenson Fined £662,700 by the Financial Conduct Authority
0

For deliberately manipulating a UK government bond (gilt) on 10 October 2011.

0
Mark Anthony Hurst Ainley Fined £150,000 by the Financial Conduct Authority
0

For involvement in the submission of mortgage applications containing false information, and for making false and misleading statements to the FCA.

0
Jeffrey Simon Bennett Fined £28,000 by the Financial Conduct Authority
0

For failing to exercise due skill, care and diligence in managing the business of Burlington for which he was responsible in his controlled function.

0
Nestor Healthcare Group Limited Fined £175,000 by the Financial Conduct Authority
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For failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s Model Code.

0
Gracechurch Investments Limited (In Liquidation) Fined £450,000 and Banned by the Financial Conduct Authority
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pursuant to section 205 of the Financial Services and Markets Act 2000

0
FCA warns against Pension Services
0

Unregulated, Fraudulent

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FCA warns against Binary Escrow
0

Unregulated, Fraudulent

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