CySec
The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm Fenix Capital Markets Trading Ltd (‘the Company’), ...
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the website gocapitalfx.com, does not belong to an entity which has ...
The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm Daweda Exchange Limited (‘the Company’), number ...
Breaches of Statement of Principle 6 whilst performing the significant influence controlled function of CF1 (Director)
FCA
For breaching Statement of Principle 2 and 7.
For breaching Principle 3 and 7
For breaching listing rule 9.2.8 (LR9.2.8R), Principle 1 and 2, Disclosure Rule and Transparency Rule 3.1.4R(2) and DTR 3.1.5R.
For failing to properly protect clients’ safe custody assets worth £16.5 billion.
