Penalty
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CySEC and Banc De Binary Ltd reached a settlement
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A settlement has been reached with the Banc De Binary Ltd («the Company») for possible violations of The Investment Services and Activities and Regulated ...

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CySec warns against regarding unregulated entities – 20/2/2020
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The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...

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Mark Samuel Taylor Fined £36,285 by the Financial Conduct Authority
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engaging in market abuse (insider dealing)

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Clydesdale Bank Plc Fined £20,678,300 by the Financial Conduct Authority
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For breaching Principle 6 of the Authority's Principles.

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Chase de Vere Independent Financial Adviser Limited (Formerly AWD Chase de Vere Limited) Fined £560,000 by the Financial Conduct Authority
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For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.

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Deutsche Bank AG fined £4,718,800 by the Financial Conduct Authority
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For failing to accurately report all the CFD Equity Swaps.

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Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) Fined £4,000,000 by the Financial Conduct Authority
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For allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.

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