A settlement has been reached with the CIF Depaho Limited (“the Company”) for possible violations of The Investment Services and Activities and Regulated ...

failure to comply with Statement of Principles 1 and 6 of the Authority’s Statements of Principle for Approved Persons

For breaching Statement of Principle 6 of the Authority's Statements of Principle for Approved Persons.

For breaching Statements of Principle for Approved Persons 1 and 7.

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

In relation to sales of accident insurance products.

For mis-selling insurance policies, failing to investigate complaints adequately, the Board being insufficiently engaged with compliance, and senior management ...

For misconduct relating to the London Interbank Offered Rate (LIBOR).

For deliberately misleading vulnerable customers for personal gain.

For market abuse (market manipulation).