FCA warns against Universal Markets Universal Markets is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the ...

FCA warns against WinnGroups Capital/ Bevan Howards CFD LTD (clone of FCA Authorised firm) WinnGroups Capital/ Bevan Howards CFD LTD is not authorised or ...

FCA warns against Binary Forex Recovery Binary Forex Recovery is not authorised or registered by the FCA. Based upon information that FCA holds, they believe ...

imposes on Mr Joint pursuant to section 66 of the Act

For breaching Principle 1 of the Statement of Principle and Code of Practice for Approved Persons.

For breaching Statements of Principle for Approved Persons 1 and 7

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

For failing to accurately report all the CFD Equity Swaps.

For allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.

Former compliance officer fined for failing to act with due skill, care and diligence.