FCA
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Robert Addison Fined £200,000 by the Financial Conduct Authority
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For breaching Statements of Principle for Approved Persons 1 and 7.

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Kenneth George Carver Fined £35,212 by the Financial Conduct Authority
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For behaviour amounting to market abuse in breach of section 118(2) of the act

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Sam Thomas Kenny Fined £450,000 by the Financial Conduct Authority
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For breaching Statement of Principle 1 and Principle 7 of the Authority's Statements of Principle and Code of Practice for Approved Persons.

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Stephen Edward Bell Fined £33,800 by the Financial Conduct Authority
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For systemic weaknesses in the design and execution of network Financial Group€™s compliance systems and controls.

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Anthony Rendell Boyd Wills Fined £19,600 by the Financial Conduct Authority
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For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.

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Michael John Allin Fined £9,900 by the Financial Conduct Authority
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For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.

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Aviva Investors Global Services Limited Fined £17,607,000 by the Financial Conduct Authority
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For breaching Principle 3 and 8 of the Authority's Principles for Businesses and related Rules.

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David Caplin Fined £210,000 by the Financial Conduct Authority
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For breaching Statement of Principle 7.

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