For serious failings in their advised mortgage business.

For failing to accurately report all the CFD Equity Swaps.

In relation to sales of accident insurance products.

For serious misconduct relating to the Special Liquidity Scheme (SLS), the Repo Rate benchmark and the London Interbank Offered Rate (LIBOR).

For engaging in two instances of market abuse by disclosing inside information other than in the proper course of his employment in two emails dated 9 ...

For failing to ensure financial promotions for CSI’s Cliquet Product were clear, fair and not misleading.

For failing to ensure financial promotions for the Cliquet Product distributed by YBS, were clear, fair and not misleading.

For failing to adequately manage conflicts of interest between itself and its customers as well as systems and controls failings, in relation to the Gold ...

For failing to observe proper standards of market conduct and failing to act with integrity by placing orders to seek to influence the Gold Fixing and for ...

For misconduct relating to the London Interbank Offered Rate (LIBOR).