FCA
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Yorkshire Building Society Fined £1,429,000 by the Financial Conduct Authority
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For failing to ensure financial promotions for the Cliquet Product distributed by YBS, were clear, fair and not misleading.

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Standard Bank PLC Fined £7,640,400 by the Financial Conduct Authority
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For failings relating to anti-money laundering policies and procedures for corporate customers connected to politically exposed persons.

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AXA Wealth Services Ltd Fined £1,802,200 by the Financial Conduct Authority
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For failing to ensure it gave suitable investment advice to its customers.

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J.P. Morgan International Bank Limited Fined £3,076,200 by the Financial Conduct Authority
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For systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

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Co-operative Bank plc Fined £113,300 by the Financial Conduct Authority
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For failing to handle payment protection insurance (PPI) complaints fairly.

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FCA fines compliance oversight officer for pension transfer failings
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failing to exercise due skill, care and diligence

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