FCA
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Deutsche Bank AG fined £4,718,800 by the Financial Conduct Authority
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For failing to accurately report all the CFD Equity Swaps.

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Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) Fined £4,000,000 by the Financial Conduct Authority
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For allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.

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Alison Moran Fined £20,000 by the Finanacial Conduct Authority
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Former compliance officer fined for failing to act with due skill, care and diligence.

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Policy Administration Services Limited Fined £2,834,700 by the Financial Conduct Authority
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For poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd.

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Craig Stuart Cameron Fined £350,000 and Banned by the Financial Conduct Authority
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breach of Statement of Principle 1 of the Statements of Principle

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