FCA warns against FINEXRO Operated by Strongex Ltd FINEXRO Operated by Strongex Ltd is not authorised or registered by the FCA. Based upon information that FCA ...

FCA warns against Fluid ISA (impersonating a non-regulated company named Fluid Trust PLC) Fluid ISA is not authorised or registered by the FCA. Based upon ...

impose on Miss Parry, pursuant to section 66 of the Act and section 56

For breaching Statement of Principle 6 and certain applicable rules set out by ICOBS

For breaching Principle 3 of the Authority's Principles for Businesses.

For breaching Principle 3 and 8 of the Authority's Principles for Businesses and related Rules.

For serious failings in the treatment of mortgage customers facing payment difficulties.

For not complying with investment limits which are designed to protect consumers by limiting their exposure to risk.

For serious failings in the systems and controls governing financial incentives to sales staff.

For failing to meet minimum regulatory standards in terms of performing significant influence functions with due skill, care and diligence.