FCA warns against House24 Trades Limited (Clone of FCA authorised firm) House24 Trades Limited  is not authorised or registered by the FCA but has been ...

FCA warns against FXCrypto Markets / FXCrypto Mkts FXCrypto Markets / FXCrypto Mkts is not authorised or registered by the FCA. Based upon information that FCA ...

Due to significant systems and control weaknesses went undetected for several years

For breaching Principles 3 and 11

For breaching SUP 17.1.4R and SUP 17.4.1 EU by failing to report or to accurately report transactions.

For breaches of the listing rules in relation to sponsors.

For failing to act with honesty and integrity and exposing clients to excessive risk of financial loss.

For deliberately manipulating a UK government bond (gilt) on 10 October 2011.

For involvement in the submission of mortgage applications containing false information, and for making false and misleading statements to the FCA.

For failing to exercise due skill, care and diligence in managing the business of Burlington for which he was responsible in his controlled function.