FCA
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Royal Bank of Scotland Plc, National Westminster Bank Plc and Ulster Bank Ltd fIned £42,000,000 by the Financianl Conduct Authority
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For breaches of Principle 3 between 1 August 2010 and 10 July 2012 ("Relevant Period").

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Craig Stuart Cameron Fined £350,000 by the Financial Conduct Authority
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For failing to act with honesty and integrity in performing the significant influence function.

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Besso Limited Fined £315,000 by the Financial Conduct Authority
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For a failure to take reasonable care to establish and maintain effective systems and controls for countering the risks of bribery and corruption.

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Michael Coscia Fined £597,993 by the Financial Conduct Authority
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For Market Abuse (market manipulation).

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UBS AG Fined £9,450,000 by the Financial Conduct Authority
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For failings in its sale of an AIG fund.

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Paul David Cable Fined £140,000 and Banned by the Financial Conduct Authority
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pursuant to section 56 and section 66 of the Act

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FCA warns against Hume Capital Management
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Unregulated, Fraudulent

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