FCA warns against Golden Fex Golden Fex is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...

Pursuant to section 206 and 206A of the Act a financial penalty

For breaching Principle 6.

For behaviour amounting to market abuse in breach of section 118(2) of the act

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

For serious misconduct relating to the Special Liquidity Scheme (SLS), the Repo Rate benchmark and the London Interbank Offered Rate (LIBOR).

For developing and executing a deliberate and targeted strategy to charge substantial mark-ups on certain transitions that were deliberately not agreed with ...

For failing to treat its mortgage customers fairly.

For failing to ensure advice given to customers was suitable and for poor systems and controls.

For misappropriating money from his business and selling worthless policies.