FCA
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Jeremy Kraft Fined £105,000 by the Financial Conduct Authoroty
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For breaching Statement of Principle 6 and 7.

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David Welsby Fined £14,000 by the Financial Conduct Authority
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For serious failings in relation to the protection of client money.

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Philip Eley Fined £7,200 by the Financial Conduct Authority
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For failing to meet the criteria of fitness and propriety by falsifying documents in relation to customers’ policies.

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Swinton Group Limited Fined £7,380,400 by the Financial Conduct Authority
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For failings in relation to its telephone sales of monthly add-on insurance products.

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Ewan King Fined £19,900 and Banned by the Financial Conduct Authority
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pursuant to section 66 and section 56 of the Act

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FCA warns against Loan 4 Help
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Not Authorised or Registered Firm by FCA

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