FCA
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Standard Bank PLC Fined £7,640,400 by the Financial Conduct Authority
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For failings relating to anti-money laundering policies and procedures for corporate customers connected to politically exposed persons.

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Aberdeen Asset Managers Limited and Aberdeen Fund Management Limited Fined £7,192,500 by the Financial Conduct Authority
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For failing to identify, and therefore properly protect, client money placed in Money Market Deposits with third party banks.

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Douglas Jones Fined £13,300 by the Financial Conduct Authority
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For failing to ensure that Which Mortgage had appropriate controls to verify information submitted by clients to support mortgage applications, and for ...

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Pritchard Stockbrokers Limited Fined £4,932,600 and Banned by the Financial Conduct Authority
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For breaches of Principles 1,2 and 10 of the Authority’s Principles for Businesses

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FCA warns against Swish Loans clone firm
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Unregulated, Fraudulent

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