FCA warns against L'aggregation L'aggregation is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...
FCA
engaging in market abuse (insider dealing)
For breaching Principle 2.
For breaching Principle 6 of the Authority's Principles.
For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.
For serious failings in their advised mortgage business.
For deliberately providing false and misleading information in his own mortgage application.
For misleading investment advice.
For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...
For misconduct relating to the London Interbank Offered Rate (LIBOR).
