For developing and executing a deliberate and targeted strategy to charge substantial mark-ups on certain transitions that were deliberately not agreed with ...
FCA
For failing to treat its mortgage customers fairly.
For failing to ensure advice given to customers was suitable and for poor systems and controls.
For misappropriating money from his business and selling worthless policies.
pursuant to section 66 and section 56 of the Act
non compliance with regulation
CySec
violating sections 75(2) and 139(2) of the Investment Services and Activities and Regulated Markets Law of 2007
Not complied with paragraph 9(1) of CySEC Directive DI144-2007-01 of 2012 for the Authorisation and Operating Conditions of CIF's
The Board of the Cyprus Securities and Exchange Commission (CySEC) has just informed the public that, at its meeting held on 20th November 2017, decided to ...
