Fine
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Martin Brokers (UK) Ltd Fined £630,000 and Banned by the Financial Conduct Authority
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Martins breached Principles 5 and 3 through misconduct relating to the calculation of JPY LIBOR

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Mr. Danny Rothman (or Mr. Daniel Rubinstein) Fined €100000.00 by the Cyprus Securities Exchange Commission
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provide misleading information and date in relation to his academic qualifications and economic soundness

0
CySEC fined Iron FX Global Ltd (now Notesco Financial Services Ltd)
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The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the public that, at the meeting held on 4 th December 2017, ...

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Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited Fined £8,246,800.00 by the Financial Conduct Authority
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Firms breached Principle 3 (Management and Control) and Principle 10 (Clients’ Assets) of the Authority’s Principles for Businesse

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Andrea Christine Sadler Fined £18,700 by the Financial Conduct Authority
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For breaching Statement of Principle 6, FIT

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