Penalty
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CySEC suspended  MPS Marketplace Securities Ltd
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The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm MPS Marketplace Securities Ltd (‘the Company’), ...

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CySEC fines executive directors of PFX Financial
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CySEC has imposed an administrative fine of EUR €350,000 on Mr. Martinides and has banned the individual from exercising professional activity relating to the ...

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CySEC warns against unregulated entities 16/10/2020
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The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...

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FXCM penalized by FCA
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Unfair treatment of customers, and failing to be open and co-operative in the trading firms sector

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Achilles Othon Macris Fined £792,900 by the Financial Conduct Authority
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pursuant to section 66 of the Financial Services and Markets Act 2000 (the ‘Act’)

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John Joseph Financial Services Limited Fined £20,000 by the Financial Conduct Authority
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For breaching Principle 9 and certain applicable rules set out in COB, COBS and SYSC.

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The Royal Bank of Scotland Plc Fined £217,000,000 by the Financial Conduct Authority
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For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

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Credit Suisse International Fined £2,398,100 by the Financial Conduct Authority
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For failing to ensure financial promotions for CSI’s Cliquet Product were clear, fair and not misleading.

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7722656 Canada Inc formerly trading as Swift Trade Inc Fined £8,000,000 by the Financial Conduct Authority
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For engaging in market abuse to create a false or misleading impression in order to achieve profit.

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