Penalty
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CySEC fines LeadCapital Markets Ltd
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The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the public that, at the meeting held on 8 th January 2018, ...

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CySEC warns against several unregulated websites – 15/01/2019
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The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...

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CySEC suspended Belight Capital Group Ltd
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The Cyprus Securities and Exchange Commission announces that by exercising the power vested in it by Article 70(1)(f) of the Investment Services and Activities ...

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CySEC Decision for reaching a settlement with CIF Royal Forex Ltd
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A settlement has been reached with the CIF Royal Forex Ltd (“the Company”) for possible  violations of The Investment Services and Activities and Regulated ...

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W H Ireland Limited Fined £1,200,000 by the Financial Conduct Authority
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Pursuant to section 206 and 206A of the Act a financial penalty

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Kenneth George Carver Fined £35,212 by the Financial Conduct Authority
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For behaviour amounting to market abuse in breach of section 118(2) of the act

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JPMorgan Chase Bank Fined £222,166,000 by the Financial Conduct Authority
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For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

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Lloyds Bank plc and Bank of Scotland plc Fined £105,000,000 Financial Conduct Authority
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For serious misconduct relating to the Special Liquidity Scheme (SLS), the Repo Rate benchmark and the London Interbank Offered Rate (LIBOR).

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