A settlement has been reached with the CIF Coverdeal Holdings Ltd («the Company») for possible violations of The Investment Services and Activities and ...
CySec
A settlement has been reached with the IQ Option Europe Ltd (“the Company”) for possible violations of The Investment Services and Activities and Regulated ...
The Cyprus Securities and Exchange Commission, further to its Decision published on 20 July 2018, informs the public that, at its meeting dated 7 October 2019, ...
The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm Hoch Capital Ltd (‘the Company’) is suspended in ...
CySEC warns against unregulated entities - 08/03/2021 The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the ...
a restriction in terms that for a period of 168 days from the date of this Final Notice
FCA
For breaching Statement of Principle 6, FIT and certain applicable rules set out in CASS
For breaching Listing Principle (LP) 2, Listing Rules (LR) 8 and 11 and Disclosure and Transparency Rule (DTR) 4.
For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.
For failing to take reasonable steps to ensure that the business of Swinton for which he was responsible in his significant influence function of CF1 and CF3 ...
