Non compliance with section 139(2)
CySec
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the website www.efexa1000.com, does not belong to an entity which has ...
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the website www.finmarket.trade, does not belong to an entity which has ...
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...
agreed to settle at an early stage of the Authority’s investigation.Mr Breeze therefore qualified for a 30% (stage 1) discount under the Authority’s executive ...
FCA
For breaching Principles 1, 3 and 10 and certain applicable rules set out in CASS and COND
For breaching Principles 5, 3 and 11 of the Authority's Principles for Businesses.
For breaching Statement of Principle 6 and 7.
