Penalty
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The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...
CySec
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engaging in market abuse (insider dealing)
FCA
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For breaching Principle 2.
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For breaching Principle 6 of the Authority's Principles.
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For breaches of Principles 3 and 7, SYSC 3.2.6R and Certain applicable rules set out in COB and COBS.
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For serious failings in their advised mortgage business.
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For deliberately providing false and misleading information in his own mortgage application.
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For misleading investment advice.
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For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...
