The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the website ECN Capital, does not belong to an entity which has been ...
The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm AFX Capital Markets Ltd (‘the Company’), number ...
Warning for investor protection regarding a so-called "City Group Italy Banking Group" The Cyprus Securities and Exchange Commission ("CySEC") would like to ...
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...
Breached Principles 3 (management and control) and 6 (customers’ interests) of the Authority’s Principles or Businesses in relation to its handling of PPI ...
For breaching Statement of Principle 6.
For breaching Principle 10 and for breaching a number of rules in Chapter 6 of the Client Assets Sourcebook
For breaches of Principle 3 between 1 August 2010 and 10 July 2012 ("Relevant Period").
For failing to act with honesty and integrity in performing the significant influence function.
For a failure to take reasonable care to establish and maintain effective systems and controls for countering the risks of bribery and corruption.