Penalty
0
Coverall Worldwide Ltd Fined £36,800 by the Financial Conduct Authority
0

For breaching Principles 1, 3 and 10 and certain applicable rules set out in CASS and COND

0
Deutsche Bank AG Fined £226,800,000 by the Financial Conduct Authority
0

For breaching Principles 5, 3 and 11 of the Authority's Principles for Businesses.

0
Jeremy Kraft Fined £105,000 by the Financial Conduct Authoroty
0

For breaching Statement of Principle 6 and 7.

0
David Welsby Fined £14,000 by the Financial Conduct Authority
0

For serious failings in relation to the protection of client money.

0
Philip Eley Fined £7,200 by the Financial Conduct Authority
0

For failing to meet the criteria of fitness and propriety by falsifying documents in relation to customers’ policies.

0
Swinton Group Limited Fined £7,380,400 by the Financial Conduct Authority
0

For failings in relation to its telephone sales of monthly add-on insurance products.

0
Ewan King Fined £19,900 and Banned by the Financial Conduct Authority
0

pursuant to section 66 and section 56 of the Act

0
FCA warns against Loan 4 Help
0

Not Authorised or Registered Firm by FCA

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