Penalty
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CySEC fined LQD Markets Ltd
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The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) would like to inform the public that, at the meeting held on July 2, 2018, decided to ...

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CySEC warns against apextradeoption.com
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The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the website apextradeoption.com, does not belong to an entity which has ...

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Cysec Suspended Rodeler’s Limited CIF license
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The Cyprus Securities and Exchange Commission (Cysec) announces that the authorisation of the Cyprus Investment Firm Rodeler Limited (‘the Company’), number ...

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Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited Fined £8,246,800.00 by the Financial Conduct Authority
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Firms breached Principle 3 (Management and Control) and Principle 10 (Clients’ Assets) of the Authority’s Principles for Businesse

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Andrea Christine Sadler Fined £18,700 by the Financial Conduct Authority
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For breaching Statement of Principle 6, FIT

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Michael John Allin Fined £9,900 by the Financial Conduct Authority
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For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.

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Sesame Limited Fined £1,598,000 by the Financial Conduct Authority
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breaches of Principle 8 and COBS 2.3.1R .

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