CySec
The Cyprus Securities and Exchange Commission (‘the CySEC’) informs the public that emails are being sent by unidentified sources, illegally using the logo or ...
The Cyprus Securities and Exchange Commission announces that the authorisation of the Cyprus Investment Firm MPS Marketplace Securities Ltd (‘the Company’), ...
CySEC has imposed an administrative fine of EUR €350,000 on Mr. Martinides and has banned the individual from exercising professional activity relating to the ...
The Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform investors that the following websites do not belong to an entity which has been ...
Unfair treatment of customers, and failing to be open and co-operative in the trading firms sector
FCA
pursuant to section 66 of the Financial Services and Markets Act 2000 (the ‘Act’)
For breaching Principle 9 and certain applicable rules set out in COB, COBS and SYSC.
For breaching Statement of Principle 7
For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...
