FCA
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Mothahir Miah Fined £139,000 by the Financial Conduct Authority
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For breaching Principle 1 of the Statement of Principle and Code of Practice for Approved Persons.

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Andrew Peter Wilkins Fined £50,000 by the Financial Conduct Authority
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For breaching Statement of Principle 6 of the Authority's Statements of Principle for Approved Persons.

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John Joseph Financial Services Limited Fined £20,000 by the Financial Conduct Authority
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For breaching Principle 9 and certain applicable rules set out in COB, COBS and SYSC.

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Craig McNeil Fined £350,000 by the Financial Conduct Authority
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For breaching Statements of Principle 4 and 6 of the FCA's Statements of Principle and Code of Practice for Approved Persons.

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