FCA warns against Brokereo Brokereo is not authorised by the FCA and is targeting people in the UK. Based upon information that FCA holds, they believe that ...

FCA warns against Bitmax4u (clone of an EEA Authorised Firm) Bitmax4u is not authorised or registered by the FCA but has been targeting people in the UK, ...

FCA warns against Trendsmacro Trendsmacro is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...

Breaches of Statement of Principle 6 whilst performing the significant influence controlled function of CF1 (Director)

For breaching Statement of Principle 2 and 7.

For breaching Principle 3 and 7

For breaching listing rule 9.2.8 (LR9.2.8R), Principle 1 and 2, Disclosure Rule and Transparency Rule 3.1.4R(2) and DTR 3.1.5R.

For failing to properly protect clients’ safe custody assets worth £16.5 billion.

For failing to ensure it gave suitable advice to its customers and ensure that it financial promotions and communications with customers were clear fair and ...

For serious failings in its appointed representatives’ sales practices.