FCA
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Michael John Allin Fined £9,900 by the Financial Conduct Authority
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For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.

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Sesame Limited Fined £1,598,000 by the Financial Conduct Authority
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breaches of Principle 8 and COBS 2.3.1R .

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Martin Brokers (UK) Ltd (Martins) Fined £630,000 by the Financial Conduct Authority
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For misconduct relating to the London Interbank Offered Rate (LIBOR).

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Christopher Willford Fined £30,000 Financial Conduct Authority
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For misconduct in his performance as a CF1 Director.

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John Douglas Leslie Fined £28,000 by the Financial Conduct Authority
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For failing to meet minimum regulatory standards in terms of performing significant influence functions with due skill, care and diligence.

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The Prudential Assurance Company Limited Fined £16,000,000 by the Financial Conduct Authority
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For failing to deal with the FSA in an open and cooperative manner.

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Swinton Group Limited Fined £7,380,400 and Banned by the Financial Conduct Authority
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Swinton breached Principles 3 (Management and control), 6 (Customers’ interests) and 7 (Communications with clients) of the Authority’s Principles for ...

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FCA warns against Bizzy Loans clone frim
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Fraudulent, Unregulated

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FCA warns against DuetInvest clone firm
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Fraudulent, Unregulated

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