FCA warns against Blockchain Recovery Department (clone of FCA authorised firm) Blockchain Recovery Department is not authorised or registered by the FCA. ...

Unfair treatment of customers, and failing to be open and co-operative in the trading firms sector

pursuant to section 66 of the Financial Services and Markets Act 2000 (the ‘Act’)

For breaching Principle 9 and certain applicable rules set out in COB, COBS and SYSC.

For breaching Statement of Principle 7

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

For engaging in two instances of market abuse by disclosing inside information other than in the proper course of his employment in two emails dated 9 ...

For fabricating two Statements of Professional Standing to give an impression he was appropriately qualified.

For serious failings relating to its Chief Investment Office’s "London Whale" trades.

For client asset failings.