FCA
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FCA warns against FINEXRO Operated by Strongex Ltd
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FCA warns against FINEXRO Operated by Strongex Ltd FINEXRO Operated by Strongex Ltd is not authorised or registered by the FCA. Based upon information that FCA ...

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FCA warns against Fluid ISA (impersonating a non-regulated company named Fluid Trust PLC)
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FCA warns against Fluid ISA (impersonating a non-regulated company named Fluid Trust PLC) Fluid ISA is not authorised or registered by the FCA. Based upon ...

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Aviva Pension Trustees UK Limited and Aviva Wrap UK Limited Fined £8,246,800.00 by the Financial Conduct Authority
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Firms breached Principle 3 (Management and Control) and Principle 10 (Clients’ Assets) of the Authority’s Principles for Businesse

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Andrea Christine Sadler Fined £18,700 by the Financial Conduct Authority
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For breaching Statement of Principle 6, FIT

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Michael John Allin Fined £9,900 by the Financial Conduct Authority
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For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.

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Sesame Limited Fined £1,598,000 by the Financial Conduct Authority
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breaches of Principle 8 and COBS 2.3.1R .

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Martin Brokers (UK) Ltd (Martins) Fined £630,000 by the Financial Conduct Authority
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For misconduct relating to the London Interbank Offered Rate (LIBOR).

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Christopher Willford Fined £30,000 Financial Conduct Authority
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For misconduct in his performance as a CF1 Director.

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Vandana Madhukar Parikh Fined £45,673 by the Financial Conduct Authority
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For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...

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