FCA warns against FINEXRO Operated by Strongex Ltd FINEXRO Operated by Strongex Ltd is not authorised or registered by the FCA. Based upon information that FCA ...
FCA warns against Fluid ISA (impersonating a non-regulated company named Fluid Trust PLC) Fluid ISA is not authorised or registered by the FCA. Based upon ...
Firms breached Principle 3 (Management and Control) and Principle 10 (Clients’ Assets) of the Authority’s Principles for Businesse
For breaching Statement of Principle 6, FIT
For breaching Principle 6 of the Authority's Principles for Businesses.
For breaching Principle 4 of the Authority's Statement of Principles for Approved Persons.
breaches of Principle 8 and COBS 2.3.1R .
For misconduct relating to the London Interbank Offered Rate (LIBOR).
For misconduct in his performance as a CF1 Director.
For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...