FCA
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UBS AG Fined £233,814,000 by the Financial Conduct Authority
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For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

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Credit Suisse International Fined £2,398,100 by the Financial Conduct Authority
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For failing to ensure financial promotions for CSI’s Cliquet Product were clear, fair and not misleading.

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7722656 Canada Inc formerly trading as Swift Trade Inc Fined £8,000,000 by the Financial Conduct Authority
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For engaging in market abuse to create a false or misleading impression in order to achieve profit.

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JP Morgan Chase Bank NA Fined £137,610,000 by the Financial Conduct Authority
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For serious failings relating to its Chief Investment Office’s "London Whale" trades.

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Christopher Ollerenshaw Fined £50,000 by the Financial Conduct Authority
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For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

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Barclays Bank Plc £595,00,000 Fined by the Financial Conduct Authority
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accordance with section 206 of the Financial Services and Markets Act 2000

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FCA warns against iCash Loans clone firm
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Unregulated, Fraudulent

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