FCA warns against Trendsmacro Trendsmacro is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...

agreed to settle at an early stage of the Authority’s investigation.Mr Breeze therefore qualified for a 30% (stage 1) discount under the Authority’s executive ...

For breaching Principles 1, 3 and 10 and certain applicable rules set out in CASS and COND

For breaching Principles 5, 3 and 11 of the Authority's Principles for Businesses.

For breaching Statement of Principle 6 and 7.

For serious failings in relation to the protection of client money.

For failing to meet the criteria of fitness and propriety by falsifying documents in relation to customers’ policies.

For misconduct relating to the London Interbank Offered Rate (LIBOR).

For failings in relation to its telephone sales of monthly add-on insurance products.

For Listing Rules breaches.