FCA warns against Plus-500 (clone of FCA authorised firm) Plus-500 is not authorised or registered by the FCA but has been targeting people in the UK, claiming ...

FCA warns against CT Markets (UK) Ltd (Clone of FCA authorised firm) CT Markets (UK) is not authorised or registered by the FCA but has been targeting people ...

FCA warns against Alpha Live Alpha Live is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...

FCA warns against Kado Capital Kado Capital is not authorised or registered by the FCA. Based upon information that FCA holds, they believe that the firm is ...

Breached Principles 3 (management and control) and 6 (customers’ interests) of the Authority’s Principles or Businesses in relation to its handling of PPI ...

For breaching Statement of Principle 6.

For breaching Principle 10 and for breaching a number of rules in Chapter 6 of the Client Assets Sourcebook

For breaches of Principle 3 between 1 August 2010 and 10 July 2012 ("Relevant Period").

For failing to act with honesty and integrity in performing the significant influence function.

For a failure to take reasonable care to establish and maintain effective systems and controls for countering the risks of bribery and corruption.