Fine
0
7722656 Canada Inc formerly trading as Swift Trade Inc Fined £8,000,000 by the Financial Conduct Authority
0

For engaging in market abuse to create a false or misleading impression in order to achieve profit.

0
JP Morgan Chase Bank NA Fined £137,610,000 by the Financial Conduct Authority
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For serious failings relating to its Chief Investment Office’s "London Whale" trades.

0
Christopher Ollerenshaw Fined £50,000 by the Financial Conduct Authority
0

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

0
Barclays Bank Plc £595,00,000 Fined by the Financial Conduct Authority
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accordance with section 206 of the Financial Services and Markets Act 2000

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Mr Emmanuel Ayoun has been charged with €10,000
0

Non compliance with section 139(2)

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CySEC fined Hoch Capital Ltd
0

The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the public that, at the meeting held on 20th November 2017, ...

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