For breaching Principle 1 of the Statement of Principle and Code of Practice for Approved Persons.
FCA
For breaching Statements of Principle for Approved Persons 1 and 7
For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...
In relation to sales of accident insurance products.
For mis-selling insurance policies, failing to investigate complaints adequately, the Board being insufficiently engaged with compliance, and senior management ...
For misconduct relating to the London Interbank Offered Rate (LIBOR).
For deliberately misleading vulnerable customers for personal gain.
For market abuse (market manipulation).
for engaging in market abuse (insider dealing)
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