The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) would like to inform the public that, at the meeting held on July 2, 2018, decided to ...
CySec
Agreed to settle at an early stage of the Authority’s investigation. Cenkos therefore qualified for a 30% (Stage 1 ) discount under the Authority’s executive ...
FCA
For breaching Principle 11
For breaching Statement of Principle 1
For breaching Statement of Principle 7.
For serious failings in relation to the protection of client money.
For failing to meet the criteria of fitness and propriety by falsifying documents in relation to customers’ policies.
For misconduct relating to the London Interbank Offered Rate (LIBOR).
For failings in relation to its telephone sales of monthly add-on insurance products.
For Listing Rules breaches.
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