A settlement has been reached with the CIF Coverdeal Holdings Ltd («the Company») for possible violations of The Investment Services and Activities and ...
CySec
impose on Miss Parry, pursuant to section 66 of the Act and section 56
FCA
For breaching Statement of Principle 6 and certain applicable rules set out by ICOBS
For breaching Principle 3 of the Authority's Principles for Businesses.
For breaching Principle 3 and 8 of the Authority's Principles for Businesses and related Rules.
For serious failings in the treatment of mortgage customers facing payment difficulties.
For failing to meet the criteria of fitness and propriety by falsifying documents in relation to customers’ policies.
For misconduct relating to the London Interbank Offered Rate (LIBOR).
For failings in relation to its telephone sales of monthly add-on insurance products.
For Listing Rules breaches.
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