Fine
0
SEI Investments (Europe) Limited Fined £900,200 by the Financial Conduct Authority
0

For failing to arrange adequate protection for client money for which it was responsible.

0
Paul David Cable Fined £140,000 by the Financial Conduct Authority
0

For failing to put in place insurance policies for a client, and for not passing on the relevant premiums to insurer.

0
Kevin Allen Fined £248,500 and Banned by the Financial Conduct Authority
0

pursuant to section 66 of the Act , for failing to comply with Statement of Principle 1

0
FXGM GLOBAL MARKETS  penalized by Cyprus Securities and Exchange Commission
0

Failed to submit to the SEC the report for the suitability of it's regulations for it's customers assets

0
CIF CommexFX Ltd Fined €50.000 by the Cyprus Securities Exchange Commission
0

Provide false information in relation to the Company’s bank accounts Balances

0
Teos Corporate Services Ltd Fined €5000.00 by the Cyprus Securities Exchange Commission
0

Violating section 9 of the Law Regulating Companies Providing Administrative Services and Related Matters, as in force (‘the Law’)

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