Fine
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Christopher Willford Fined £30,000 Financial Conduct Authority
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For misconduct in his performance as a CF1 Director.

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Vandana Madhukar Parikh Fined £45,673 by the Financial Conduct Authority
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For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...

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Care Asset Management Limited Fined £56,000 by the Financial Conduct Authority
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For breach of rules in relation to its sale of products provided by keydata.

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Martin Brokers (UK) Ltd Fined £630,000 and Banned by the Financial Conduct Authority
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Martins breached Principles 5 and 3 through misconduct relating to the calculation of JPY LIBOR

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Mr. Danny Rothman (or Mr. Daniel Rubinstein) Fined €100000.00 by the Cyprus Securities Exchange Commission
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provide misleading information and date in relation to his academic qualifications and economic soundness

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CySEC fined Iron FX Global Ltd (now Notesco Financial Services Ltd)
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The Board of the Cyprus Securities and Exchange Commission (‘the CySEC’) would like to inform the public that, at the meeting held on 4 th December 2017, ...

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