For failing to exercise due skill, care and diligence in managing the business of Burlington for which he was responsible in his controlled function.
FCA
For failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s Model Code.
pursuant to section 205 of the Financial Services and Markets Act 2000
Advertisment missing Risk Disclosure
CySec
non-Compliance with regulation
noncompliance with article 29(2) of the Alternative Investment Funds Law
CySEC has imposed an administrative fine of EUR €350,000 on Mr. Martinides and has banned the individual from exercising professional activity relating to the ...
Due to significant systems and control weaknesses went undetected for several years
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