For serious misconduct relating to the Special Liquidity Scheme (SLS), the Repo Rate benchmark and the London Interbank Offered Rate (LIBOR).

For developing and executing a deliberate and targeted strategy to charge substantial mark-ups on certain transitions that were deliberately not agreed with ...

For failing to treat its mortgage customers fairly.

For failing to ensure advice given to customers was suitable and for poor systems and controls.

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

breached Principle 1 of the Statements of Principle and Code of Practice for Approved Persons by failing to act with integrity

Misleading

non compliance with regulation

violating sections 75(2) and 139(2) of the Investment Services and Activities and Regulated Markets Law of 2007

Not complied with paragraph 9(1) of CySEC Directive DI144-2007-01 of 2012 for the Authorisation and Operating Conditions of CIF's