non-Compliance with regulation
CySec
noncompliance with article 29(2) of the Alternative Investment Funds Law
CySEC has imposed an administrative fine of EUR €350,000 on Mr. Martinides and has banned the individual from exercising professional activity relating to the ...
Due to significant systems and control weaknesses went undetected for several years
FCA
For breaching Principles 3 and 11
For breaching SUP 17.1.4R and SUP 17.4.1 EU by failing to report or to accurately report transactions.
For breaches of the listing rules in relation to sponsors.
For failing to act with honesty and integrity in performing the significant influence function.
For a failure to take reasonable care to establish and maintain effective systems and controls for countering the risks of bribery and corruption.
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