For failing to exercise due skill, care and diligence in managing the business of Burlington for which he was responsible in his controlled function.

For Market Abuse (market manipulation).

For failing to act with due skill, care and diligence in the period leading up to the illegal manipulation of the closing price of securities traded on the LSE ...

For poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd.

For deliberately misleading vulnerable customers for personal gain.

For failing to ensure advice given to customers was suitable and for poor systems and controls.

For conducting regulated activities despite being subject to a requirement.

For client asset failings.

For systems and controls failings relating to its provision of retail investment advice and portfolio investment services.

For failing to ensure that Which Mortgage had appropriate controls to verify information submitted by clients to support mortgage applications, and for ...