For market abuse (market manipulation).

For misappropriating money from his business and selling worthless policies.

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

For failing to handle payment protection insurance (PPI) complaints fairly.

For breaches of Principles 1,2 and 10 of the Authority’s Principles for Businesses

BLFM is failing to satisfy the threshold conditions set out in Schedule 6 of the Act. In particular, BLFM is failing to satisfy Threshold Condition 4 ...

Martins breached Principles 5 and 3 through misconduct relating to the calculation of JPY LIBOR

Swinton breached Principles 3 (Management and control), 6 (Customers’ interests) and 7 (Communications with clients) of the Authority’s Principles for ...

pursuant to section 66 of the Act , for failing to comply with Statement of Principle 1