Anti-Money Laundering

non compliance with regulation

violating sections 75(2) and 139(2) of the Investment Services and Activities and Regulated Markets Law of 2007

Not complied with paragraph 9(1) of CySEC Directive DI144-2007-01 of 2012 for the Authorisation and Operating Conditions of CIF's

The Board of the Cyprus Securities and Exchange Commission (CySEC) has just informed the public that, at its meeting held on 20th November 2017, decided to ...

Pursuant to section 206 and 206A of the Act a financial penalty

For breaching Principle 6.

For behaviour amounting to market abuse in breach of section 118(2) of the act

For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

For engaging in two instances of market abuse by disclosing inside information other than in the proper course of his employment in two emails dated 9 ...