Fine
0
SEI Investments (Europe) Limited Fined £900,200 by the Financial Conduct Authority
0

For failing to arrange adequate protection for client money for which it was responsible.

0
Paul David Cable Fined £140,000 by the Financial Conduct Authority
0

For failing to put in place insurance policies for a client, and for not passing on the relevant premiums to insurer.

0
Kevin Allen Fined £248,500 and Banned by the Financial Conduct Authority
0

pursuant to section 66 of the Act , for failing to comply with Statement of Principle 1

0
MARKETS.COM penalized by Cyprus Securities and Exchange Commission
0

Violating the Investment Services and Activities and Regulated Markets Law of 2007

0
CLR Overseas Ltd Fined €10000.00 by the Cyprus Securities Exchange Commission
0

violation of section 4(1) of the Investment Services and Activities and Regulated Markets Law of 2007

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