For fabricating two Statements of Professional Standing to give an impression he was appropriately qualified.
FCA
For a lack of integrity and for failing to deal openly and transparently with the regulator.
For conducting regulated activities despite being subject to a requirement.
For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).
breached Principle 1 of the Statements of Principle and Code of Practice for Approved Persons by failing to act with integrity
non-Compliance with regulation
CySec
violating the Investment Services and Activities and Regulated Markets Law of 2007
Revocation of administrative sanctions
The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) wishes to inform the public that, at its meeting held on 20th November 2017, decided to ...
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