Fine
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Douglas Jones Fined £13,300 by the Financial Conduct Authority
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For failing to ensure that Which Mortgage had appropriate controls to verify information submitted by clients to support mortgage applications, and for ...

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Pritchard Stockbrokers Limited Fined £4,932,600 and Banned by the Financial Conduct Authority
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For breaches of Principles 1,2 and 10 of the Authority’s Principles for Businesses

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eToro penalized by Cyprus Securities and Exchange Commission
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EURO 50000 - Weaknesses in the application of the Investment Services and Activities and Regulated Markets Law of 2007

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WGM Services Ltd Fined €10.000 by the Cyprus Securities and Exchange Commission
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violating Article 26 (5) of the Investment Services and Activities and Regulated Markets Law of 2007

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CySEC fined ICFD Ltd
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The Board of the Cyprus Securities and Exchange Commission (‘CySEC’) would like to inform the public that, at the meeting held on 13th November 2017, has ...

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