FCA
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Nestor Healthcare Group Limited Fined £175,000 by the Financial Conduct Authority
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For failing to take adequate steps to ensure that its board members and senior executives complied with the share dealing provisions of the FSA’s Model Code.

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UBS AG Fined £9,450,000 by the Financial Conduct Authority
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For failings in its sale of an AIG fund.

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The Royal Bank of Scotland plc Fined £87,500,000 by the Financial Conduct Authority
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For misconduct relating to the London Interbank Offered Rate (LIBOR).

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Patrick Sejean Fined £650,000 by the Financial Conduct Authority
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For market abuse (market manipulation).

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Harbinder Panesar Fined £212,237 by the Financial Conduct Authority
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For misappropriating money from his business and selling worthless policies.

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Thomas Reeh Fined £10,000 by the Financial Conduct Authrority
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For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

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Christopher Ollerenshaw Fined £50,000 by the Financial Conduct Authority
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For numerous failings in relation to the sale of mortgages and payment protection insurance (PPI).

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