FCA
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Citibank N.A Fined £225,575,000 by the Financial Conduct Authority
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For failing to take reasonable care to organise and control its affairs responsibly and effectively with adequate risk management systems in relation to G10 ...

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Deutsche Bank AG fined £4,718,800 by the Financial Conduct Authority
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For failing to accurately report all the CFD Equity Swaps.

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Forex Capital Markets Limited (“FXCM Ltd”) & FXCM Securities Limited (“FXCM Securities”) (together “FXCM UK”) Fined £4,000,000 by the Financial Conduct Authority
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For allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.

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Alison Moran Fined £20,000 by the Finanacial Conduct Authority
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Former compliance officer fined for failing to act with due skill, care and diligence.

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Policy Administration Services Limited Fined £2,834,700 by the Financial Conduct Authority
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For poor complaints handling of mobile phone insurance policies sold by Phones 4u Ltd.

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Patrick Sejean Fined £650,000 by the Financial Conduct Authority
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For market abuse (market manipulation).

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FCA fines Merrill Lynch
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Misconduct

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FCA warns against Bokan Capital clone firm
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Fraudulent, Unregulated

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