For deliberately providing false and misleading information in his own mortgage application.

For allowing the US based FXCM Group to withhold profits worth approximately £6 million ($9,941,970) that should have been passed on to FXCM UK’s clients.

For mis-selling insurance policies, failing to investigate complaints adequately, the Board being insufficiently engaged with compliance, and senior management ...

For developing and executing a deliberate and targeted strategy to charge substantial mark-ups on certain transitions that were deliberately not agreed with ...

For fabricating two Statements of Professional Standing to give an impression he was appropriately qualified.

For engaging in market abuse to create a false or misleading impression in order to achieve profit.

For failings relating to anti-money laundering policies and procedures for corporate customers connected to politically exposed persons.

For failing to have in place appropriate checks and controls to guard against the risk of bribery or corruption when making payments to overseas third parties.

For communications and suitability failings in relation to geared traded endowment policies (GTEPs).

For misconduct in his performance as a CF1 Director.